A Model That Pretends to Explain Everything
By IAN SHAPIRO
onsider this: The last 40 years have seen an
enormous infusion of the methodologies of economics into the academic study of politics, but the
practitioners would be hard pressed to tell you
what has been learned as a result.
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George Ruhe for The New York Times
|
Ian Shapiro, chairman of Yale's political science department.
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Political science journals abound in rational
choice models that are shrouded in jargon and
largely impenetrable to the uninitiated. Yet all this
technification didn't help political scientists offer
wisdom to constitutional designers after the collapse of Communism. Nor have they said anything
important about more conventional politics that
was not previously known.
Typically rational choice theorists either ignore
or recycle conventional wisdom through their
models or they specify the models so vaguely as to
render them compatible with every possible outcome. Often this vagueness is obscured by intimidating mathematics, creating a misleading appearance of rigor.
When rational choice models are specified in
ways that make clear, arresting predictions, they
often lead to results that are contradicted by what
we know about politics. For example, they imply
that egoistic rational maximizers have no reason
to vote, given the infinitesimal odds of affecting
the result. Yet people vote in the millions all over
the world. Sometimes they are willing to die for
the right to vote. Indeed, people invest time and resources in all kinds
of collective political activities, demonstrations and campaigns even
though this is irrational from the
standpoint of strategic rationality.
No matter how much you care about
the result, in all but a handful of
cases it would make more sense to
"free ride" -- let others contribute
while you reap the benefits.
Defenders of rational choice respond with endless adaptations of the
meaning of rationality, saving the
models at the price of rendering
them banal. Thus voters are said to
be maximizing their sense of civic
virtue. Alternatively, people are said
to take part in collective action in
response to "selective incentives" or
bribes offered by organizers. To get
a sense of how illuminating this is,
ask yourself how likely it is that
would-be political demonstrators
choose between rallies for and
against nuclear power plants, racial
profiling or abortion clinics on the
basis of which side offers better
cookies and refreshments.
Another common tack is to adapt
complex models from game theory
-- a field that tries to analyze human
interactions from the gains and
losses observed in games -- to explain the behavior of politicians. But
these models take no account of the
reality that some politicians are
more strategically able than others
and that political outcomes may just
as often be due to ideology, luck or
blunder as to the net consequence of
well-informed strategic calculations
by all the relevant players. Small
wonder that game-theoretic models
cannot tell you who will win the primaries or the elections (or even why
the winners won after the fact), why
negotiated transitions to democracy
succeed in some circumstances and
fail in others or why countries do or
do not go to war.
Practitioners sometimes respond
that rational choice explanations are
"other things equal" explanations.
The difficulty is that all too often
most of the explanation lurks in that
clause. Other things equal, tall people are more likely than short people
to bump their heads on the moon.
How does it help us to know that?
Why has the rational choice approach become so influential in political science when it illuminates so
little about politics? The answer lies
in the professional imperatives political scientists face. Too many of
them buy into the misguided idea
that the only way to develop a science of politics (as distinct from
journalistic commentary) is to have
a universal deductive theory, and
they then turn to economics in
search of it. (The economists turned
to physics for the same reason; I
leave it to others to debate the wisdom of that move.)
The result is a theory in search of
applications, exemplifying the old
adage that when the only tool you
have is a hammer, everything
around you starts to look like a nail.
In fact the things political scientists
study differ so much from one another that it is highly unlikely that
any "one size fits all" theory will do
the job. In addition to nails, there are
screws, bolts, wheels, pulleys, pipes
and cables out there, and a host of
other objects for which it is as yet
unclear which is the best tool to use
or, indeed, what the objects themselves actually are.
Rather than engage in method-driven political science, it makes
more sense to start with a problem:
why do politicians who lose elections
sometimes attempt coups rather
than accept the popular verdict?
Why do democracies seem better
able to prevent famines than nondemocracies? What leads some people
to vote for ethnic parties rather than
those that appeal to economic interest or some other ideology, and why
does this vary from time to time and
place to place?
Once the question is stated, the
search should begin for the most
viable explanation. This choice
should be influenced by a host of
things: the accumulated stock of
knowledge about the question and
closely related ones, what appears to
have worked in the study of comparable questions, and the hunches of
the researcher.
The goal should be to get the right
answer, not to vindicate a pet approach. The most promising way to
advance toward it is to develop empirical generalizations that can be
tested by the predictions they make,
modified when they fail, and tested
again and again and again. Perhaps
this inductive approach will add up
to a general theory of politics one
day, perhaps not. In the interim, it is
more likely to illuminate political
arrangements and behavior than the
endless elaboration of models that
purport to explain everything and as
a result explain nothing.
This is not to mention an additional
danger: if the next several cohorts of
graduate students are trained primarily in the techniques of rational
choice rather than in substantive political subjects, the rational choice
movement may actually erode the
stock of knowledge about politics
that is passed on to subsequent generations.
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